PRACTISING SUSTAINABLE
WATER MANAGEMENT: CANADIAN AND INTERNATIONAL EXPERIENCES
Chapter 10
Collaborating Towards Sustainability Together:
The Fraser Basin Management Board and Program
Anthony H. J. Dorcey
On 26 May 1992, federal, provincial and local governments signed a unique
agreement establishing the Fraser Basin Management Board (FBMB) and Program
(FBMP) with the goal of putting sustainability into practice in the Fraser
River Basin of British Columbia. In the first half of this chapter, the
origins of the initiative, its distinctive characteristics, and diverse
achievements since 1992 are highlighted. The second half assesses this experience
in developing multistakeholder collaborative approaches to sustainability
in watersheds, and concludes by suggesting lessons for future initiatives,
as the first agreement comes to an end and the stakeholders consider what
steps to take next. The assessment is based on the experience of the author
who was involved in the development of the initiative, served as the Chair
of the Board during its first two years, and has since then observed its
progress as just one of the Fraser Basin stakeholders.
THE MIGHTY FRASER
Draining an area (234,000 km2) as big as Great Britain and a quarter of
British Columbia, the Fraser Basin supports the greatest salmon runs in
the world, is home to almost two thirds of the province's population, and
produces 80% of the Gross Provincial Product (Dorcey, 1991b) (Figure 10.1).
While aboriginal peoples have lived in the Basin for more than 10,000 years
and their populations likely never exceeded 50,000, settlement has expanded
rapidly towards 2 million people in the short two centuries since Simon
Fraser's first voyage down the river in 1807. The subsequent urbanization
and industrialization, associated with development of forestry, mining,
agriculture, fisheries, energy, transportation, recreation and tourism,
have created a classic complex of water management challenges: water supply,
pollution control, fisheries management, flood control, hydropower production,
navigation and wetlands management. Yet, despite these challenges, there
was still a sense in the late 1980s that there was an enviable opportunity
in the Fraser to remedy the problems that had been created from its development
to that time and to avoid them in the future - if only there would be the
will and capability to begin managing the Basin in new ways.
Figure 10.1: The Fraser Basin
AN UNUSUAL BEGINNING
Once before, immediately following the devastation of the second largest
flood of record in 1948, there had been a short-lived attempt by the federal
and provincial governments to develop a comprehensive management plan for
the Fraser River Basin but it foundered under the immensity of the task
(Dorcey, 1991b). The renewed effort in the early 1990s had its origins in
the newly emerging principles of sustainable development popularized by
the Brundtland Report and a remarkable confluence of governmental and non-governmental
interests and initiatives (Fraser Basin Management Board, 1993c). In 1991,
the federal government announced the long planned, Fraser River Action Plan
(FRAP), as part of its national Green Plan, which committed $100 million
over five years for clean-up of pollution, restoration of habitats and rebuilding
of fish stocks. In the same period, the provincial government introduced
its Environmental Action Plan, which included ideas for rewriting key legislation
and policies relating to water and environmental management. Beginning in
1990, the B.C. Round Table on the Environment and the Economy had started
to advance its proposals for a provincial sustainability strategy. Meanwhile,
the local governments formed the Fraser Cities Coalition to focus attention
and action on their common concerns in the Basin. First Nations priorities
were also receiving greater recognition from the courts and governments.
Finally, in 1991, the Westwater Research Centre at the University of British
Columbia published two volumes and a video summarizing the results of a
large interdisciplinary project that had examined how sustainable development
principles might be put into practice in the Fraser Basin (Dorcey, 1991a;
1991b).
The time was ripe for initiating a unique multi-party
program to strive for sustainability in the Fraser Basin. In August 1991,
acting on a proposal from the federal government, a 13 member Start-Up Committee
was established to provide advice on the development and implementation
of an overall management program to meet sustainability goals in the Basin.
The Committee included two federal, two provincial and two local government
representatives, a First Nations member, and representatives of environmental,
industry and general public interests. Based on input from a series of informal
public meetings around the Basin, the committee drafted an innovative intergovernmental
agreement for pursuing sustainability in the Fraser Basin, which was submitted
to the governments in early 1992.
A UNIQUE AGREEMENT
Five months later, with surprisingly little change from what had been in
the 40-page draft, the Agreement Respecting the Fraser Basin Management
Program was signed by the ministers of the federal and provincial governments
and representatives of the local governments, at a ceremony on the banks
of the river. In addition to being a tri-level intergovernmental agreement,
there were several key ingredients:
A MULTISTAKEHOLDER BOARD
The Start-Up Committee had concluded that the initiative needed to be led
by a Board that, like itself, was constituted of the diversity of governmental
and non-governmental interests in the Basin. The Chair should be a neutral
party and the author was appointed by the signatory governments at the time
of signing. The other 18 members were selected in various ways (Table 10.1).
Table 10.1: The Fraser Basin Management Board, 1992
Susan Anderson | Policy Advisor, Aboriginal and Environmental Issues, B.C. Federation of Labour |
Earle Anthony | Regional Director General, Environment Canada |
Gerry Armstrong | Deputy Minister, B.C. Ministry of Environment, Lands and Parks |
Pat Chamut | Regional Director General, Fisheries and Oceans Canada |
Trevor Chandler | President, Landscope Consulting Corporation, Lillooet |
Tony Dorcey Chair |
Professor, School of Community and Regional Planning, The University of British Columbia |
Bob Ellis | Chair, Thompson-Nicola Regional District, Savona |
Irene Frith | Chair, North Fraser Harbour Commission |
Greg Halsey-Brandt | Mayor, City of Richmond |
Ray Hance | Natural Resource Advisor, Tsil'quotin Tribal Council, Williams Lake |
Bob Harkins | Councillor, City of Prince George |
Mary MacGregor | Partner, Fulton and Co., Kamloops |
Ian McKinnon | Deputy Minister, B.C. Ministry of Economic Development,Small Business and Trade |
Rose Morrison-Ives | Instructor, University College of the Fraser Valley,Chilliwack |
Roy Mussell | Chair, B.C. Aboriginal Management Board, Vancouver |
Stephen Owen | Commissioner, B.C. Commission on Resources and Environment |
Bob Pasco | Chief, Nlaka'Pamux Nation Tribal Council, Lytton |
Horst Sander | Retired. Former President and Chief Executive Officer of Northwood Pulp and Timber Ltd., Prince George |
Bob Simpson | Writer, Consultant, Associate Editor of Earthkeeper Magazine, Quesnel |
Figure 10.2: Strategy for Sustainability of the Fraser Basin
Adopting Sustainability Principles
The Board also adopted a set of sustainability principles to guide implementation
of its mandate:
These principles were translated into a set of five goals for the overall
Fraser Basin Management Program (Figure 10.2) and five strategic programs,
each with action plans, were laid out, all designed so as to contribute
to the production of a Strategy for Sustainability of the Basin by the end
of the first five-year Agreement in 1997. The five strategic programs focused
on: (1) Basin management strategies for priority issues, (2) demonstration
projects, (3) institutional development, (4) auditing sustainability, and
(5) information, communications and education. These programs and their
action plans are discussed in later sections.
Beginning to Develop the Sustainability Strategy - Year 2
In the second year of the Agreement, the emphasis was on developing collaboration
to implement the action plans (Fraser Basin Management Board, 1994a). The
Board employed what was rapidly becoming its trade-mark practice of using
multistakeholder committees and processes, involving representatives of
each of the relevant governmental and non-governmental interests, in all
of its initiatives. During the spring and summer, multistakeholder steering
committees were used to develop proposals for each of the strategic programs.
Draft ideas were then discussed during the autumn, in a series of two-day
workshops, in five communities of the Basin. Nearly 400 people participated
in the workshop discussions and hundreds more attended evening open houses
at which governmental and non-governmental organizations established displays
and made presentations on their activities in the Basin. The workshop discussions
focused on how to build on the strengths of existing management activities
and how to remedy weaknesses, identifying who should do what, how and when.
All the discussions were summarized and distributed in a report, as well
as being posted on a computer bulletin board system (Fraser Basin Management
Board, 1993a). Out of all the details, a new vision of watershed management
was seen to be emerging. It envisioned the old ways of governance, dominated
by top-down processes, being replaced by new approaches, ones which would
involve local decision making, the diversity of interests and consensus
processes. The new dynamic of Basin governance would be one that flows both
from the bottom up and from the top down, and it was seen to be already
at work.
Selecting Demonstration Projects
The demonstration projects, endorsed by the Board, capitalized on the immense
variety of initiatives already underway. In response to an invitation, more
than thirty proposals were submitted. Using selection criteria based on
the principles and goals of the Program, a multistakeholder task force reviewed
the proposals and made recommendations to the Board. In November 1993, six
projects from various watersheds were endorsed; each was beginning to demonstrate
practical solutions to a wide variety of concerns, including environmental
conservation, recreation and tourism, restoration of fish habitat, community
economic development, and comprehensive management of complete watersheds.
The projects were the Salmon River Watershed Management Partnership (Lower
Fraser); Nahatlatch Integrated Resource Management Plan (Fraser Canyon);
Nicola Watershed Community Round Table (Thompson sub-basin); Prince George
Riverfront Trails Project (Upper Fraser); Salmon River Watershed Roundtable
(Thompson sub-basin); and Williams Lake River Valley Corridor Project (Middle
Fraser). The Board's endorsement constituted a commitment to work with each
of these multistakeholder initiatives, half of which had grassroots origins
but all of which included governmental and non-governmental participants,
in securing the technical and financial support needed to achieve their
goals as long as these remained consistent with the sustainability principles
of the Program.
Facilitating Institutional Development
To be able to facilitate coordination and institutional development, the
Board began by identifying who does what in the Basin (Fraser Basin Management
Board, 1994d). An overview was compiled and widely distributed since all
of the stakeholders bemoaned the immense difficulty of understanding an
institutional system including hundreds of departments, boards, commissions,
programs, agencies and organizations each affecting some aspect of the environmental,
economic and social health of the Basin and most having different administrative
boundaries. In the spring, to further understanding, the first ever intergovernmental
workshop on the Basin-Integration of Government Program Delivery and
Shared Responsibility in the Basin-was held (Fraser Basin Management
Board, 1994b). Eighty participants from federal, provincial, local and First
Nations governments discussed the newly emerging vision of watershed governance
that flows from the bottom up as well as the top down. To guide assessments
of how the institutional system affects sustainability and might be improved,
a report was prepared on the criteria that should be employed (Fraser Basin
Management Board, 1994c).
Auditing
This report on institutional design, together with one on sustainability
indicators (Fraser Basin Management Board, 1993d), was used in conducting
the Board's first audit, an assessment of the Fraser River Flood Control
Program. Flood control had been identified during the consultations as an
issue of great concern, heightened by the imminent prospect of the federal-provincial
agreement for flood control coming to an end in 1995. A multistakeholder
task force was established to assess the system that had been put in place
as a result of the $300 million (1994 dollars) spent on the dyking program
since it began in 1968 (Fraser Basin Management Program, 1994). Its overall
conclusion was that the Program had done a good job of fulfilling its mandate
under the 1968 terms of reference. However, from the 1994 perspective, much
needed to be done to improve flood protection, especially for those who
now lived in the floodplain and may have developed a false sense of security.
For example, most people were unaware that there was an estimated 1 in 3
chance that the greatest flood of record (1894) would be exceeded in the
next 60 years and many mistakenly believed they would be covered by insurance
if it should happen. The report outlined recommendations on river management,
dyke maintenance, new dyke control, floodproofing and integrated floodplain
management.
Communication and Education
The Board responded to the immense demands for more and better information
about sustainability and management initiatives in several ways. A multistakeholder
steering committee was established to identify how the many programs and
organizations developing and offering education programs relating to environmental,
economic and community sustainability might be better coordinated, particularly
at the local level. In response to requests that information be relevant,
concise, readable and accessible, The Source Book and a computer
bulletin board system were introduced. The Source Book was a loose
leaf binder designed to hold copies of the papers, newsletters, profiles,
reports and reviews produced by the Board. The idea was that information
would always be released in a brief format with references to the relevant
fuller documents and designed for insertion in a tabbed sub-section of the
binder. At the beginning of the year, the binder would include a summary
of the Action Plan. Over the next twelve months, items would be distributed
relating to each of its components, culminating in an end-of-year report
summarizing achievements and laying out the Action Plan for the next year.
All of this information was also posted on a computer bulletin board, which
additionally provided a mechanism for feedback and exchange.
Developing Management Strategies
The Board's report at the end of the second year summarized the priority
issues and more than 50 action items for 1993/94 that had been identified
by the four multistakeholder steering committees responsible for water resources
management, fisheries and aquatic habitat management, pollution prevention
and waste minimization, and community development. The action items identified
the organizations involved in the Program which had agreed to take the lead
in forming appropriate partnerships and implementing them. In most cases,
this was one of the government agencies and only occasionally was it the
Board or a non-governmental organization. Some of the action items were
already underway but more commonly they remained to be initiated.
Establishing a Presence in the Regions and Taking Stock - Year 3
At the end of the second year, the author stepped down as Chair to return
full-time to the university and Ian Waddell was appointed in his place.
During the third year, the Board gave major attention to establishing a
continuing presence in the regions of the Basin and preparing reports on
progress in ensuring the sustainability of the Basin.
Introducing Regional Coordinators
One of the key action items for this year was to establish coordinators
in each of four regions of the Basin: the Upper sub-basin down to and including
Prince George; the Middle sub-basin down to the Fraser Canyon and including
Quesnel, Williams Lake, and Lillooet; the Thompson River sub-basin including
Kamloops and Salmon Arm; and, the Lower Valley sub-basin from Hope, through
Greater Vancouver, to Georgia Strait. The establishment of full-time regional
coordinators, paid by the Board, was seen to be a critical step in moving
towards fulfilling the Agreements commitment to foster decision-making processes
that are based as much as possible in the communities and watersheds. Until
this time, the Board had relied on communications taking place through its
regional Board members, regional participants on basinwide steering committees
and task forces, the periodic community consultations, and continuing relations
with the demonstration projects. The role of the regional coordinators,
who are based in the communities, is to supplement and enhance these mechanisms
by facilitating coordination among all government consultation and planning
processes, and making it easier for all stakeholders to keep abreast of
programs and activities in the regions. The coordinators identify key regional
stakeholders and establish lines of communication to assist them in monitoring
issues and collaborating on solutions. By the end of the year, coordinators
were active in all four regions and the Board began to give more attention
to the specifics of local situations, including the addition of two more
demonstration projects: Baker Creek Enhancement Society (Middle Fraser)
and Alouette River Management Council (Lower Fraser).
State of the Basin Reports
Drawing on the work of the various steering committees, the major and immensely
time-consuming task in the third year was to produce the first State of
the Basin report (Fraser Basin Management Program, 1995). More than 175
people with interest and knowledge in specific areas collaborated in the
development of the report. Based on concerns expressed in the earlier discussions
with stakeholders, the report focused on eight topics: Population Growth;
Water Resource Management; The Basin's Salmon Fisheries; Forests in the
Basin; The Basin's Economy; Planning Processes in the Basin; Building New
Relationships with First Nations Communities; and Decision-Making. Each
of the chapters has four main sections. An Introduction establishes the
importance of the topic being addressed and places it in the context of
sustainability. The Background section provides key indicator information
on base lines, trends and status. The bulk of each chapter is taken up by
the Issue Definition and Response sections, which define the component and
interrelated issues to be considered and describe government and non-government
responses underway to address them. The Conclusions point out areas where
progress is being made towards sustainability and areas where more work
remains.
The First Board Report Card
In conjunction with the State of the Basin report, the Board prepared a
Report Card "which indicates the progress that we, the two million-plus
residents of the Fraser Basin, are making towards sustainability" with
highlights of "good news" and "bad news" and recommendations
for next steps (Fraser Basin Management Program, 1995) (Figures 10.3 and
10.4). Most topics included a letter grade indicating the degree of progress
towards sustainability based on the Board's assessment of government and
non-government programs and responses of individuals throughout the Basin
(Figure 10.4).
High marks were given where measurable results have been accomplished. Middle
grades were given where processes are in place to address sustainability
issues but no results have been achieved or monitored as yet. Low marks
were given where there has been little or no progress towards sustainability
and where development of new policies or legislation is a low priority.
While greater progress may have been made by certain groups in certain areas
of the Basin, the assigned grade is a "net grade" for progress
in responding to the issue throughout the Basin as a whole. Grades were
not assigned to issues on which consensus was not reached by the Board (Fraser
Basin Management Program, 1995, 3).
Based on these grades, the Board concluded that "[a] great deal of
progress has been achieved in setting up processes that will bring us closer
to sustainability...[however] at this point, there is little evidence of
progress in some of the critical areas addressed in this Report Card"
(p.27). To get feedback on these conclusions, the Board Report Card also
included a Public Report Card, inviting responses from Basin residents on
key sustainability issues.
Figure 10.3: Fraser Basin Report Card--Salmon Fisheries: Fish Habitat
Figure 10.4: 1996 Board Report Card: Grades Summary
Drafting BasinPlan - Year 4
A Second Report Card delivered the following year not only indicated through
generally higher grades that progress was slowly being made but also expanded
the reporting coverage by adding two new topics - Agriculture and Transportation,
nine new issues, and regional information and sustainability measures (Figure
10.4) (Fraser Basin Management Board, 1996b). Multistakeholder Regional
Reporting Teams, under the leadership of the Regional Coordinators, were
established to develop the more specific regional and local information.
However, while other existing Board activities continued and expanded (e.g.,
Demonstration Projects, a World Wide Web site and Integrated Flood Hazard
Management Strategy), a major focus of new activity during the fourth year
was the development of BasinPlan (Fraser Basin Management Board, 1996a).
The draft BasinPlan released at the end of 1995 was based on all the work
in the preceding four years, including the results of a two-day workshop
in which representatives of 80 of the partners in the Program addressed
the question of what should happen when the first five-year Agreement ends
in 1997. The draft was presented as a Workbook within a framework putting
forward a five-point challenge to the residents of the Basin.
Our Vision - Sustainability Together
5 Five point challenge to implement the
BasinPlan to:
Every individual
Governments
Business and industry
Non-government organizations
Educators
4 Four directions that must be taken in
order to work towards the goal:
Understanding Sustainability
Caring for Ecosystems
Strengthening Communities
Improving Decision Making
3 Three sustainability elements
SOCIAL Well-being
Supported by a Strong ECONOMY
Sustained by a Healthy ENVIRONMENT
2 Two principles
Everything is connected
We are all responsible and accountable
1 A single goal
To achieve sustainability of the Fraser Basin
(Fraser Basin Management Board, 1996a)
Specific targets were proposed for each of the four directions along with
strategies for pursuing them and proposals for who should take the lead
in implementing them. A five-year action plan was identified for addressing
some of the more pressing sustainability issues. Recognizing that many initiatives
were already underway, the draft BasinPlan stressed the need to build on
them. Some of the proposed strategies were recognized as already being addressed
in part by various organizations. Others required the assistance of new
government institutional mechanisms such as legislation, strategies and
programs. Many strategies, however, lacked a structured approach to facilitate
their implementation. Just as the Board invited stakeholders to fill in
the Workbook and give comments and suggestions on each of its specifics,
it also asked for input on overseeing the implementation of BasinPlan.
The Board expects that a significant portion of the BasinPlan will be self-implementing
through individual actions and those arising from Cooperative Agreements
for Action. The Board is working to determine whether or not there is a
need for an organization or coalition of organizations to oversee implementation
of BasinPlan and would like your input and comments on whether there is
a need for such an entity.... If an organization or coalition of organizations
oversees implementation of the BasinPlan, some of its important CHARACTERISTICS
might include:
During the summer and fall 1996, when this chapter was written, these
proposals were being discussed and the Board established a Transitions Committee
to bring forward proposals for the final version of BasinPlan.
LEARNING TO COLLABORATE FOR SUSTAINABILITY
It is readily evident that the Board and Program initiative in the Fraser
Basin is driven by a sustainability ethic and principles of water management
that incorporate all of the broad components of the Sustainability Principles
for Water Management in Canada adopted by consensus in 1993 by the Canadian
Water Resources Association (Table 1.3 in Chapter 1). The Fraser initiative,
in particular the specifics included in the draft BasinPlan, also illustrate
how each of the seven trends in reorienting and restructuring water management
for sustainability, identified by Mitchell and Shrubsole (1994), are manifesting
themselves in one of Canada's major river basins: developing comprehensive
water policies, adopting an ecosystem approach, increasing the attention
devoted to groundwater management, forging new partnership arrangements
for water management, evolving relationships with First Nations, putting
greater emphasis on water pricing and demand management, and prohibiting
water export by interbasin transfers. In particular, the initiative exemplifies
the over-riding and fundamental importance of the trend towards building
new partnerships and collaboration among the diversity of stakeholders in
water management. The second part of this chapter therefore focuses on the
challenges to collaboration that were recognized from the beginning as being
fundamental to success in putting sustainability principles into the practice
of water management in the Fraser Basin (Dorcey, 1991a; 1991b).
The initiative was hugely ambitious and presented classic
challenges to successful collaboration (Gray, 1989). In the first half of
the 1990s, there has been remarkable experimentation in Canada with the
use of collaborative and consensus processes in pursuing sustainability
goals; the Fraser is just one of many experiments (Projet de Société,
1995). Major catalysts for this innovation were the Brundtland Report and
the national, provincial and local round tables that became Canada's distinctive
response to Brundtland's sustainable development imperatives. Out of these
varied experiences has begun to come an improved understanding of the ingredients
critical to success in collaboration and consensus processes (Canadian Round
Tables, 1993; Commission on Resources and Environment, 1995). However, recognizing
principles is one thing, putting them into practice is entirely another
matter, as has been the worldwide experience for decades with implementation
of contemporary "water management principles." At the time that
the Fraser Basin Board and Program were being designed in 1991, it was still
early days in the experience with newly emerging collaboration and consensus
processes. While benefiting from the first 18 months of work by the B.C.
Round Table on the Environment and the Economy (1991b), the designers of
the Agreement and the Board that came into operation were, to a large extent,
learning along with everybody else. It is thus not surprising that the Fraser
initiative has encountered some of the classic challenges in designing and
implementing successful collaboration.
The Start-Up Committee (SUC) Collaboration
In developing its Green Plan, the federal government had concluded that
building partnerships would be critical to ultimate success. The Department
of the Environment (DOE) and Department of Fisheries and Oceans (DFO), had
recognized that this would be particularly important in the Fraser. However,
although each of these agencies had for some time been developing in-house
their own component plans for the Fraser River Action Plan (FRAP), there
had been severe restrictions placed on discussion of them outside of their
organizations before they were to be announced. The creation of the SUC
by DOE and DFO in the late summer of 1991 was intended to remedy this situation
by initiating a collaborative process of building partnerships.
The Regional Directors of DOE and DFO sent a clear signal
as to the importance they attached to the initiative when they indicated
they would jointly chair the SUC. This undoubtedly influenced others in
responding positively to invitations to participate on the Committee: Assistant
Deputy Ministers from the B.C. Ministry of Environment and B.C. Ministry
of Economic Development, the mayors of Vancouver and Prince George, two
senior members of the fishing and forest industries; two people from the
B.C. Environmental Network, an aboriginal person from the Lheit Lit'en Nation,
and a broadly interested citizen from Quesnel. The Committee's proceedings
were assisted by a facilitator, who also prepared minutes, and a team of
three civil servants (two federal and one provincial), who worked on drafting
the agreement based on the results of members' discussions. Numerous people
(including the author) were invited to make presentations to provide background
information and advice. In addition, the Committee held its meetings in
several of the Basin communities in order to give informal opportunities
for input from stakeholders.
The Committee made relatively quick and surprisingly substantive
progress, in large part because of the drafting work that was done by the
three governmental staff people between meetings. Two existing initiatives
were strongly influential: the B.C. Round Table on the Environment and the
Economy for its proposed principles of environmental, economic and social
sustainability and emphasis on consensus-based decision making (B.C. Round
Table on the Environment and the Economy, 1991a) and, the Fraser River Estuary
Management Program, as a promising model for intergovernmental planning
and management that could be applied throughout the watersheds of the Basin
(Dorcey, 1993). There was a remarkable willingness among the participants
to entertain an increasingly comprehensive and ambitious proposal. The difficulties
and disagreements that arose did not appear at the time to be great. They
primarily related to the SUC's decision-making process, in particular the
position taken by the participants from the B.C. Environmental Network (BCEN),
who argued that they could not make any decision without first taking it
back to their membership. Under pressures for closure to meet the federal
government's FRAP time schedule, this issue did not ultimately prevent the
Committee reaching substantial consensus on a draft agreement.
Establishing a multistakeholder committee that included
non-governmental stakeholders was a major innovation in approaches to drafting
inter-governmental agreements. Further, drafting a far-reaching agreement
in some seven meetings and only six months was a significant achievement.
All the more so, considering the governments committed themselves to implement
the draft agreement substantially unchanged. However, what arose as relatively
minor difficulties in the drafting process presaged more significant difficulties
that were subsequently to challenge the Board.
The Fraser Basin Management Board and Program Collaboration
The experience with the Board is instructive for both the approach that
it took to collaboration and the consequences that stemmed from the earlier
approaches employed in the prior SUC collaboration to draft the Agreement.
The design of collaborations, such that they proceed productively not only
in themselves but also in advancing constructively from one to another,
is of the utmost importance; it will make or break the sustainability strategy
being pursued in the Fraser Basin, and in other watersheds (Chrislip and
Larson, 1994; Huxham, 1996).
Selection of the Members
Relative to the approaches taken in selecting the members of the SUC, a
much more explicit and transparent process was used in identifying the members
of the Board. For the most part, the selection processes for the various
positions on the Board worked quite well and produced a diversity of membership
that was generally acceptable to Basin stakeholders. Nevertheless, two significant
difficulties arose. First, the environmental interests represented by members
of the BCEN believed that they, just as the governments, should have three
seats on the Board and, indeed, believed that they had obtained a commitment
to this from the federal organisers of the SUC. Even though several of the
non-governmental individuals appointed to the Board did represent environmental
interests, the BCEN consider this to be an inadequate alternative. It took
more than a year and a great deal of effort to restore good working relations
with members of the BCEN and to obtain their participation on the Board's
multistakeholder committees. The problem was not completely resolved until
one of the BCEN's members became a Board member when a vacancy arose in
the third year of the Agreement.
The second difficulty related to selection of the First
Nations members of the Board. Subsequent to the drafting of the Agreement
by the SUC but before its signing, the federal and provincial governments
decided that First Nations should also have three seats on the Board. This
was done so as to be consistent with these two governments' emerging recognition
of First Nations as a fourth order of government. However, the First Nations
were not involved as signatories to the Agreement and the aboriginal member
of the SUC was not recognized as having been a formal representative by
First Nations in the Basin. Since there was no organization that represented
all the eight Nations whose territories included parts of the Basin, there
was no readily available mechanism for selecting their three members. After
extensive discussions with the Chair throughout the summer of 1992, three
members of First Nations agreed to join the Board at its inaugural meeting
and to serve until they could complete their own internal selection processes.
This agreement temporarily resolved the difficulties that had arisen from
First Nations not being formally represented on the SUC and ensured their
participation from the outset of the Board's activities. Although the highly
complex issues relating to First Nations selection of representatives and
their accountability have never been completely resolved, two of the three
original participants continue as the Board appointees to this day. Thus,
the difficulties that arose with regard to the representation of both environmental
interests and First Nations, while not unusual in such processes, do illustrate
how failure to ensure appropriate representation of stakeholders at the
beginning of collaborations can cause substantial difficulties later on
and, in the context of these two major stakeholders in the Fraser Basin,
have the potential to seriously undermine progress.
Differing Knowledge of the Members
A potential strength of the Board was the appointees' rich diversity of
knowledge and experience about the Basin, its governance processes and the
management issues. At the outset, however, major challenges arose in exploiting
this diversity to advantage. While the civil servants were familiar with
the administrative processes of government, this was not the case for many
of the non-governmental members. Although individuals knew parts of the
Basin where they had lived and worked, no member was well acquainted with
all its vastness. Each of the non-aboriginal members had a great deal to
learn about the First Nations in the Basin. While some Board members had
expertise in environmental issues, the comparative advantage of others was
in the economic or social issues. The elected local politicians brought
experiences that the other members had never had and, likewise, the business
members. The lack of common knowledge and differing perspectives made communications
very challenging in the early discussions, and the potential strength in
the members' diversity only gradually began to be harnessed as people got
to know each other and the Board was informed by briefings and travelling
together to different communities of the Basin. In facing these difficulties,
the Board was no different than most other multistakeholder processes, except
in the remarkable diversity of its members and huge breadth and complexity
of the task it faced.
Understanding of and Commitment to the Agreement
From the inaugural meeting of the Board, it soon became evident that there
were widely varying interpretations about what the Board was required and
authorized to do. Lengthy as the Agreement document was, it turned out to
be contradictory in some important regards and silent in others. The four
members of the Board who had been involved in the SUC tried to elaborate
on what they each perceived to have been the intent of the drafters but,
adding to the complications, they did not necessarily each see it in the
same way. In addition to these difficulties, the fifteen new members to
the Board brought their own varying perceptions and interests. The questions
raised were wide ranging and fundamental, and included: Should the sustainability
focus be on environmental issues and not the economic and social? Shouldn't
the focus be on the water and not all the land issues? Was the Board to
provide leadership or only coordinate? What was the difference between the
Board and the Program?
Through the early meetings, the Board members struggled
to reach agreement on the concepts and language that ultimately resulted
in the statements of vision, mandate and goals in the Strategic Plan (Figure
10.2). In the process, not only did the differing interests of the Board
members become clearer but also it became evident that they had come to
the initiative with varying ideas about what it was intended to do, how
it would operate, and what it might deliver. For the federal government
members, the Board was the essential mechanism for building the partnerships,
in particular for getting cooperation from the provincial and local governments
and involving large numbers of stakeholders, that were going to be crucial
in delivering on their ambitious goals for the FRAP. For the provincial
government, it was an opportunity to influence where and how the $100 million
in the federal FRAP would be spent. For the local governments, there were
hopes of obtaining funds through the Board to meet their own growing costs
for building water supply and sewage treatment systems. For the First Nations,
the Board was an opportunity to be recognized as one of four orders of government
and bring forward their claims and, in particular, their immediate concerns
about fishery allocations. Finally, in their varied interests, the non-governmental
members were looking for new ways to influence the governments and hold
them more accountable.
These were only some of the strong interests that became
evident and led to questions about the nature of the parties real commitments
to the initiative. In developing the Strategic Plan, substantial progress
was made during the first year in shaping a consensus among the members
of the Board that included these differing interests. What remained, however,
was the enormous and still ongoing task of bringing all of the other governmental
and non-governmental stakeholders in the Basin into this consensus. What
has never gone away, as is to be expected in such collaboratives, are the
tensions created by the differing interests of the people sitting at the
Board table. The Fraser Basin experience illustrates the major problems
that can arise if great care is not taken to ensure that when agreements
are reached all of the parties understand and are committed to the intent
and language of the consensus. The rapid drafting of the SUC agreement and
its swift passage through bureaucratic and political approvals of three
levels of government were misleadingly impressive; they could have been
and could still prove to be disastrous.
New Relations and Empowerment
The structure of the Board was novel and created both new opportunities
for collaboration and unique challenges. In its diverse composition, the
multistakeholder Board provides an unusual and valuable mechanism for exchange,
and for developing understanding of widely differing interests and cooperation.
Without it, this kind of opportunity is not readily available to such a
breadth of interests. By establishing a forum in which senior members of
major federal and provincial government agencies meet on a regular basis,
it provides a venue for collaboration on issues that go beyond the immediate
business of the Board. The inclusion of local government, First Nations
and non-governmental members likewise creates comparable and expanded opportunities
for each of them.
Associated with the potential advantages stemming from
diversity of membership are the challenges in making it work productively
and fairly. Around the table are members who perceive each other as having
widely varying seniority, authority, legitimacy and resources. At the onset,
this could have presented major challenges in building the trust that is
critical to establishing constructive relations. It is a tribute to all
who were involved in the initiative that these perceptions did not cause
any significant difficulties in getting underway. However, as time progressed,
a number of related difficulties did arise. While attendance at the Board
meetings, which were monthly in the first year and afterwards bimonthly,
was generally very good, the senior members of the federal and provincial
governments sometimes had to be absent because of other urgent demands.
This led to the question of alternates for these government members, which
at first was resisted but over time successively resulted in agreements
to permit observers, then later alternates who were the appropriate number
two (e.g., ADMs for DMs), and most recently to formally making the
alternates (i.e., ADMs) the federal and provincial governments Board
members. While it is now generally felt that these changes have worked to
everybody's overall advantage, they did cause great disquiet and doubts
about commitments in the early days when there was less trust and understanding.
Related to this were concerns by the other members that
they were at a disadvantage in relation to the governmental members who
were paid to participate as part of their job and the federal and provincial
members who had access to all of their own departmental staff for support
in reviewing and preparing materials. While members were reimbursed for
expenses incurred in undertaking Board business, they were not compensated
for lost income. In general, the Board members had to rely on their own
devices and the assistance that was provided to them by the small staff
to the Board. These kinds of imbalances are common in such collaborative
multistakeholder processes and because they can undermine their potential
for progress have led to various approaches to "levelling the table."
In this instance, relatively little was done to remedy these inequities.
However, the Board has been extremely fortunate in having members who were
able and willing to forgo income and volunteer very considerable effort
to avoid this problem crippling the process.
Consensus Process
In the early meetings, the explicit use of consensus processes was a relatively
new experience for most of the Board members. For those who were accustomed
to imposing decisions by virtue of their positions and authority or by quickly
calling for a vote, the process initially seemed to be time consuming and
inefficient and caused them considerable frustration. As time went on, however,
most members came to recognize the strengths of the consensus process and
the group began to be much more efficient in using it. This acceptance was
hastened by the experience of successfully dealing with a major challenge
that arose at only the Board's second meeting. It took the better part of
an intense day of discussions to reach agreement on the wording of one sentence
and thereby avoid the First Nations members threat to vacate the Board:
"The Board recognizes four orders of government sitting at this table."
This was wording that all members of the Board could live with and this
early success in averting a major setback by using the consensus process
gave the new decision-making approach some credibility and the Board a boost
of confidence.
A second major step forward occurred in 1993 when the
Board had to make its first decision about taking a public position on an
issue relating to one of the participating governments' activities. The
occasion was the opening of hearings to be conducted by the B.C. Utilities
Commission into Alcan's Kemano Completion Project. The issue was politically
very controversial and there were extremely strong and differing views among
the Board members, but through a task force of the members a consensus was
gradually reached on the position to be taken (Fraser Basin Management Board,
1993b). This not only piloted a general approach for dealing with difficult
issues of consensus but also set a precedent for how the Board would handle
issues when a governmental member of the Board had potentially conflicting
responsibilities as a member of the Board and as an employee and officer
of the government. From these early successes, the Board's use of consensus
processes has continued to progress and, as yet, the Board has not found
it necessary to develop and adopt formal consensus procedures, in contrast
to many other multistakeholder processes (e.g., B.C. Round Table
and CORE). While this can be seen as reflecting the good working relations
that have evolved, it also can be viewed as a reflection of relatively weak
commitments being made at the Board table (i.e., even though there
may be differing interests, unless members are being pressed to make substantial
commitments for which the Board will then hold them accountable, there are
not going to be significant stresses and strains on the consensus process).
Staff, Budget and Resources
A director and staff of four or five professionals and two or three office
staff have supported the Board members and been responsible for implementing
the Board's initiatives and facilitating coordination among all of the many
stakeholders involved in the Program. Beginning in the third year, the staff
capability based in Vancouver was supplemented by the addition of the regional
coordinators. The small, highly committed staff has played a critical role
in making collaboration work in practice. Given the magnitude of the task
and the limited resources available, remarkable progress has been made by
the Board and its staff in a relatively short time. A budget of the order
of $1.5 million a year might sound large but its limitations rapidly become
evident when consideration is given to the demands that have to be met to
deliver the mandate summarized in Figure 10.2, through a 19 member Board,
in a Basin as big as Great Britain, which includes upwards of 2 million
diverse stakeholders involved in producing 80% of the Gross Provincial Product.
What has been achieved has only been possible because Board and staff members
have been willing to commit much more than the dollar resources might suggest
and they have been successful in fostering an immense variety of collaborative
partnerships that have creatively brought substantial additional monetary
and in-kind resources to the initiative. In varying degrees, these are the
general characteristics of almost all successful multistakeholder collaborations.
The unusual nature of this initiative created significant
financial and administrative challenges that were almost totally unrecognized
in drafting the Agreement and caused a great deal of operational difficulty.
Two aspects of the three-party intergovernmental agreement were particularly
problematic. First, the Agreement established one of the signatory governments
as the banker for the initiative. While this sounded reasonable and convenient,
it turned out to be extremely frustrating and inefficient in the early years.
In practice, it meant that the Board could not hire people or enter into
contracts, only the federal agency that was the banker could and this meant
working within all the rules and regulations of that organization. Constraints
on hiring forced the Board to seek the director and staff by negotiating
secondments from participating federal and provincial agencies. This was
restricting and not easy because agencies were understandably not necessarily
keen to lose the services of their talented staff members, who in turn would
have reservations about relocating to a position which could only offer
short-term security of appointment. Fortunately, well-qualified people were
attracted to the new opportunity and eventually contracting arrangements
were negotiated through one of the local government signatories so that
the Board could operate with greater degree of independence and efficiency.
Attempts to have the governments give the Board an independent status such
that it could hire and let contracts for itself were unsuccessful.
The second problem arose from the dual role of the federal,
provincial and local government members sitting on the Board. On the one
hand, they constituted 9 of the 19 members of the Board, equal in all regards
to each other member. On the other hand, they were the representatives of
the governmental parties who were signatory to the Agreement and thus the
people responsible for negotiating the annual budget with the Board. Again,
these dual responsibilities might appear to be convenient but in reality
they proved to be highly problematic because of their differing interests
as Board members versus party representatives. It took time to develop a
Board budgeting process that could address the different interests and questions
about Board independence and accountability, as well as learn how to fit
into the long and complex budgeting processes of the federal and provincial
governments. The issue did not arise with the local governments representatives
who had committed from the outset to a level of funding for each of the
first five years of the Agreement. As the incoming Chair, I had attempted
to negotiate a comparable arrangement with the federal and provincial parties
but was unsuccessful. While it is normal for such multistakeholder collaboratives
to have to negotiate budgets and cost-sharing arrangements, this initiative,
although among the more complicated ones, resulted in an unnecessarily uncertain
and inefficient process. In these regards, the hastily accepted Agreement
based on the SUC collaborations had some of its greatest deficiencies and
most debilitating impacts on the collaboration that followed.
The Use of Multistakeholder Processes
At the heart of the Board's collaboration strategy has been the use of multistakeholder
processes to fulfill all five parts of its mandate (Figure 10.2). At an
early stage, it became evident that there was much to be gained in moving
towards sustainability by requiring that the diversity of stakeholders represented
on the Board also should be reflected in appropriate ways in each of its
collaborative initiatives. Using this principle in each of its steering
committees, task forces and demonstration projects have been a productive
means of convening people to identify shared interests, and create fresh
perspectives on sustainability and foster collaborative initiatives. In
meetings throughout the communities of the Basin, the power of the approach
has been revealed. For example, time and again, individuals and organizations
have been surprised to discover the many others who are working toward similar
ends, when previously they had not known about each others efforts. At a
time when resources of all kinds are coming under increasing demands, this
has lead to the identification of ways to collaborate in using them more
productively. Convening, facilitating and spinning off these collaborative
processes has been one of the Board's most profound influences.
Ironically, when the Board was beginning its multistakeholder
processes it was both the best and the worst of times for doing this. By
late 1992 and early 1993, the Basin was awash in an amazing number and diversity
of new federal and provincial initiatives, all of which involved unprecedented
levels of stakeholder involvement. From the federal government came a wide
variety of new projects and programs funded by Green Plan monies, including
initiatives by not only Environment Canada and Fisheries and Oceans under
the $100m for FRAP but also other federal agencies with their own Green
Plan funds (including Forestry, Agriculture, and Health and Welfare). From
the provincial government came consultation programs on new legislation
and policies relating to water management, environmental protection, project
assessment, protected areas and land use. On top of these initiatives and
all of the previously existing activities of these governments, came new
planning exercises in various parts of the Basin, including the regional
land use planning process of the Commission on Resources and Environment
(CORE) in the Cariboo-Chilcotin, the sub-regional Land and Resource Management
Planning (LRMP) process in the Kamloops area, and the Georgia Basin Initiative
(GBI) for planning for growth management in the Canada-U.S. bioregion. At
the same time as these federal and provincial initiatives were coming from
the top-down, stakeholders in the communities and watersheds were developing
their own initiatives from the bottom-up, encouraged by the ideas for local
round tables being advanced by the B.C. Round Table on the Environment and
the Economy (1991a). And, if all of this was not enough, the B.C. Treaty
Commission (1994) was getting its process underway with the expectation
that First Nations would be coming into the negotiations with claims covering
all of the Basin.
Never before had there been such an urgent need for the
kind of multistakeholder coordination and collaboration that the Board was
uniquely intended to facilitate. From this perspective on the opportunity,
it was the best of times. But the realities of seizing this opportunity
in practice were daunting. Three years later with the benefit of hindsight,
it is much easier to map the landscape created by the many initiatives.
At the time, however, there was huge confusion about what was going on.
Not only was their little effective coordination between the federal and
provincial governments but even within the governments there was often little
successful collaboration. Even worse, there were monumental difficulties
in getting collaboration underway on initiatives within key departments
from which they were originating.
All of this confusion made it extremely difficult for
the new Board and its staff to comprehend what was going on, let alone to
begin facilitating collaboration. To make matters worse, there was already
the beginnings of a severe backlash from many stakeholders who were confused
about what was happening and who felt they were being consulted to exhaustion
with little evidence of tangible results. In its first stakeholder meetings
in 1993, the Board was told loudly and clearly that it would be seen as
just one more part of the problem unless it quickly demonstrated that it
could help to resolve the problems of collaboration. In the Cariboo-Chilcotin,
the CORE and related land use planning processes were so contentious and
time consuming that the Board decided that it should not even attempt to
do much in this middle section of the Basin until the CORE process stabilized.
Headquarters and regional personnel within the federal and provincial agencies
of government were often cautious at best in welcoming the Board initiative
and sometimes were strongly opposed. The reasons varied from simply feeling
overcommitted without any new demands, through to being fundamentally opposed
to the initiative because it was anticipated to be more of a hindrance than
a help in achieving their own ends and interests.
Thus, at the outset, the Board together with its staff
faced a huge challenge not only in developing its own understanding of what
it had been mandated to do but also in building support for it among all
the stakeholders. All things considered, the Board and its staff were remarkably
successful in avoiding a major disaster and slowly began to build understanding
and support. Little things gradually made a difference; for example, by
the Board members going into the communities early, making clear that they
were there to listen and learn; and then acting promptly to show that they
had heard through the very quick and complete reporting back promptly to
stakeholders on what had been said and acting on demonstration projects.
Progress has, however, been slow, and perhaps the greatest difficulties
were encountered in winning the support of people in the government agencies.
In the beginning, the Board staff had to spend inordinate amounts of time
contending with active hostility to the initiative, allaying suspicions,
correcting misinformation, clarifying the role of the Board, and persuading
people of its potential usefulness to them. But what made the greatest difference
and has been key to the gradual progress on all fronts, was the establishment
and ongoing use of the multistakeholder processes, particularly as they
increased regional and local involvement, facilitated collaboration among
all levels, and began to show tangible results. Once again, the all too
easy passage and acceptance by first the SUC, and then the governments,
can be seen to have been a dangerously flawed collaboration in that it produced
an agreement that left so many interests who had not bought in and issues
unaddressed.
Reporting and Accountability
The BCEN's insistence during the SUC that they were not able to make decisions
without first checking with their membership was an early warning of the
major challenges to reporting and accountability inherent in such a diverse
multistakeholder collaborative. At the time, their insistence was seen as
a problem because it might slow down the drafting of an agreement and it
was argued that people were only sitting on the Committee as representatives
of interests not delegates. In retrospect, it was an unrecognized forewarning
of a critical issue for the Board.
Each of the Board members faced different challenges in
reporting back to the stakeholders whose interests they represented and
it took considerable time to build effective communication channels. The
federal and provincial government members used interdepartmental committees
to facilitate communications. The three local government members reported
back to a Steering Committee consisting of a representative from each of
the 60 communities involved. The three First Nations members and the six
non-governmental members had no single mechanism for reporting back but
instead utilized the various organizations and networks to which they had
access. All of the Board members were extremely busy with other responsibilities
and so they had limited time available for conveying the substance of discussions
that had taken place at the Board meeting. During the first two years of
the Board's activities, when there was little buy-in to the Fraser initiative
because of limited consultation during the drafting of the agreement and
when it was seen as being just one more of too many initiatives, the constraints
on communications were very debilitating. It was not until the multistakeholder
processes had begun to operate and a much wider diversity of governmental
and non-governmental interests became directly involved that a two way flow
of information started to take place and a foundation of trust and collaboration
began to be built.
The initial communication problems were particularly great
within the federal and provincial agencies, where members of the Board's
staff found that little clear information or instruction was filtering down
from their respective government's Board members. The governments instituted
a co-ordinating committee consisting of senior representatives of their
Board members to facilitate intergovernmental and interdepartmental coordination
but this became problematic as it was perceived by non-governmental Board
members as the federal and provincial government bureaucracy beginning to
predominate over the Board's activities and to be raising questions about
the independence of the Board and its staff. These strains became particularly
great when this committee got involved in the early negotiations over the
Board's budget and began to act as the representatives of the parties to
the Agreement. Once again, these difficulties slowly receded with the creation
of the multistakeholder committees which directly involved a wider variety
of governmental personnel from all four orders of government and began the
process of building trust and commitment. Particularly significant was the
involvement of the non-governmental members of the Board.
Under the Agreement, the Chair was accountable to the
signatory ministers and mayors and more generally to the people of the Basin.
There was a requirement to report at least annually on the Board's fulfilment
of its responsibilities. During the time that I served as Chair, I had good
access to the ministers and mayors. The greatest difficulties arose from
their not surprising lack of knowledge about the Agreement, as well as the
rapid turnover in the incumbents and their consequent lack of familiarity
with the initiative. For example, in the early months, all parties were
confused about the difference between the federal Green Plan's Fraser River
Action Plan (FRAP) and the Board's Fraser Basin Management Program (FBMP).
For at least the first year, there was a widespread misperception among
people in the federal government, who were not immediately involved, that
the Board was an instrument of their FRAP, instead of understanding that
FRAP was just one part of the Board's FBMP. These kinds of misunderstandings
were not helped by changes in the responsible ministers. For example, during
my two-year appointment, I reported to three different federal Ministers
of the Environment and in each case the early stages of what were only ever
short meetings involved building an understanding of the initiative and
its complex history to date. Besides coming at a stage when there was a
much clearer and widespread understanding of the initiative, the two people
who have followed me as the Chair, Ian Waddell (1994-96) and Iona Campagnola
(1996-), also had the advantage of having been Members of Parliament, who
were experienced in the processes of government, had been active in politics
and knew personally many of the key individuals involved in government in
both Ottawa and B.C. Those advantages have served the Board well over the
last two years, as it has moved more vigorously through the delivery of
its Report Cards, to hold all stakeholders more accountable for their progress
towards sustainability in the Basin.
CONCLUSIONS AND RECOMMENDATIONS
The initiative in the Fraser Basin demonstrates not only the potential and
essential role of collaborative multistakeholder processes in pursuing sustainability
but also the challenges of putting them into practice in watershed management.
Politics, power relationships, history, organizational inertia, human dynamics,
time, resources and uncertainty are just some of the factors that constrain
and necessitate compromise in putting principles into practice. This was
particularly so in the hugely ambitious Fraser initiative. But, at the end
of the first five years, it is clearly better to have gone ahead and begun
the long task of building new forms of governance than not to have tried
at all. The priority now is to learn from the experience, build on the strengths
and remedy the weaknesses.
Once again, it is the best and the worst of times for
innovation. Some can already be heard to argue that at a time when governments
are cutting back in all areas of activity so as to reduce their deficits
and begin paying off their debts, the Board and its Program can not be afforded.
The end of the federal FRAP and its $100m budget in 1997 take away a major
driving force for innovation in the Fraser. Inherently, the initiative is
an easy target for criticism because it is in the nature of its mandate
that its products will not be readily evident; it would be so much easier
if the Board was identified with major regulatory actions (e.g.,
shutting down a persistent polluter) or investment decisions (e.g.,
allocating dollars for building a new sewage treatment plant). Further,
to the extent that the Board has been successful through its emphasis on
multistakeholder and consensus processes in empowering those who were not
previously at the table and thus disempowering some of the elites that previously
held sway, opposition has been catalysed. As with the B.C. Energy Commission,
the B.C. Round Table on Environment and Economy, and the Commission on Resources
and Environment, it would be all too easy for governments to terminate the
intiative while arguing that the Board's job has been done and expecting
little immediate political backlash from its supporters who are widely dispersed
and when much more drastic cut backs in core programs are going on at the
same time.
On the other hand, others can be heard arguing that this
is the best of times for further innovation. Building much greater collaboration
among all of the stakeholders, including novel intergovernmental agreements
and new public-private partnerships, is the only way to increase the productivity
of governance and maintain levels of service and investment in the face
of the retreats by governments. If anything, the need for collaboration
has increased because of the major new policies introduced by governments
in the last few years (e.g., risk averse regulation of the fisheries,
wide-ranging community growth management legislation, a far-reaching forest
practices code, huge new funds for forest renewal, and the province-wide
negotiation of aboriginal claims). The challenge facing the Board is to
use the present discussion of the draft BasinPlan to generate more tangible
evidence of the support for its accomplishments to date and the potential
for building on this in the future. It is fitting that the Board be challenged
to demonstrate its prowess in facilitating the development of a broadly
based consensus among the Basin stakeholders on the next steps in the Fraser
sustainability initiative.
In developing the draft of a potential second generation agreement, it is
crucially important that key questions be addressed and not be neglected,
as happened during the drafting of the first agreement. Given the novelty
of the approach and the hugely ambitious aspirations of the first occasion,
the faults in the process are arguably understandable but this time it would
be inexcusable having seen the debilitating consequences for the initiative
during its early years. From this perspective on the handicaps it had to
overcome, the Board's achievements are all the more impressive.
In my view, there should not be another agreement unless
the Board is given an appropriate institutional basis and the resources
to carry out its mandate efficiently and effectively. Continuing the Board
under the present arrangements should not be considered; in all likelihood,
it would result in its slow demise from perceived inefficacy. Better that
the initiative be promptly and unambiguously discontinued than it be allowed
to die a slow death and wither away. From my perspective, three highly interdependent
ingredients are required to build on the proven strengths and remedy critical
weaknesses of the first agreement-;an influential board, an independent
institutional base, and adequate resources to support a small staff and
board activities.
An Influential Board
The Board has the potential to be highly influential. This potential derives
from two primary elements: the seniority and diversity of the multistakeholder
membership, and the mandate to audit progress towards sustainability. In
the case of the first element two suggestions should be resisted, namely
that there be any separation of the governmental and non-governmental members
(e.g., the Board becomes constituted of solely non-governmental members
who are advisory to an intergovernmental committee) or that there be any
further diminution in the seniority of governmental Board members (e.g.,
the provincial ADMs vacate in favour of Directors or interdepartmental committee
chairs). Instead, the first element of potential influence should be enhanced
by building ways in which the Board members are seen to be more accountable
(e.g., the federal, provincial and First Nation members implement
more transparent reporting relationships to their constituencies, comparable
to those established by the local government members), and, accelerating
progress towards the establishment of regional multistakeholder processes
to which non-governmental members of the Board report.
Regarding the second primary element of influence, the
audit mandate, it should be strengthened as outlined below. Suggestions
should be resisted, at this time, for broadening the powers of the Board
(e.g., giving it regulatory powers or responsibilities for allocating
funds). Such changes would fundamentally change the concept of the Board
and consideration of them should be postponed until the present concept
has been more vigorously tested. The next two ingredients are crucial to
doing this.
An Independent Institutional Base
The credibility of the Board depends on it being seen to and in fact operate
with a measure of independence while still being accountable and having
the capacity to operate efficiently and effectively. The institutional arrangements
under the first Agreement neither provide for adequate accountability of
the Board members, as indicated above, nor give the Board enough independence
to escape the undue influence of the government bureaucracies. The makeshift
arrangements for financial administration and the inefficient processes
for negotiating budgets from the federal and provincial governments undermine
the credibility and efficiency of the Board. There really is not any ready-made
model for the most unusual balance of governmental/non-governmental institution
or quango that is required. Two potential models would be either to establish
the Board as a Special Operating Agency (i.e., an agency that operates
as a separate entity, financing itself by charging for services delivered)
or a non-profit society. Each would give it a greater degree of independence
while keeping it in the middle ground of governmental and non-governmental
institutions. While the former keeps it closer to government, the latter
moves it further away. Neither is perfect; the former might keep it too
close to government and the latter might put it too far away. In either
case, an ongoing commitment to a minimum level of support (as suggested
below) by the governments would be essential. In particular, this would
be the case with the non-profit option, for which the common experience
has been that their energies become consumed by the never-ending battle
to maintain a flow of funds. While this is healthy to a point, it can become
self-defeating, particularly where there are also wider and longer-term
public interests to be met.
Adequate Resources to Support a Small Staff and Board Activities
Catch-22 is to give the Board a broad mandate and then not provide it with
adequate resources to do the job. The evidence to date clearly indicates
that auditing progress towards sustainability by all stakeholders is the
most fundamentally important element of the Board's mandate. Without this
power, the Board would be seen as toothless and have little with which to
influence stakeholders decisions and collaboration. Specifically, the other
four elements of its mandate (Figure 10.2) would be rendered ineffectual,
particularly to the extent that they are already severely constrained by
the Board's limited resources.
It therefore follows that careful consideration must be
given to the minimum resources required to support the Board's staff and
activities, in particular the critical audit function. When the Board was
first established, I argued on the basis of experience with similar types
of initiatives that it needed a budget of about twice what it has been receiving
(i.e., it needs about $3m a year). After the experiences of the last
five years, I still believe this is what is required, given the specifics
of the mandate, the large size of the Basin, the immense complexity of the
sustainability issues to be addressed, and the potential pay-offs. To be
capable of doing credible and constructive audits, the Board needs enough
resources so that it can act with an adequate degree of independence. The
budget levels in the first years of the Agreement have not left enough for
effective auditing after covering the other minimum costs of meeting its
mandate. The other four elements of the mandate are each essential to achieving
the overall goals of facilitating collaboration towards sustainability,
and minimum budgets are required to carry out each of them efficiently and
effectively. While an important element of the innovative multistakeholder
collaborative approach is the principle that all participants should contribute,
there is a minimum level that needs to be contributed by the Board, particularly
in the case of the fundamentally important audit function, if the process
is not to be unduly influenced by or captive to those in government agencies
and the private sector who control the essential information and have substantially
greater financial resources and expertise. In addition, the success of the
Board depends on it being able to put some minimum financial or in-kind
resources on the table so as to be one of the contributors in collaborative
initiatives. Examples of where this has been particularly productive are
the multistakeholder flood management strategy, demonstration projects,
the regional coordinator activities, jointly organized conferences (e.g.,
Sustainability: Its Time for Action (Commission on Resources and the Environment
et al., 1995)), and cooperatively produced guideline and education
materials (e.g., Community Stewardship: A Guide to Establishing Your
Own Group (Fraser Basin Management Program et al., 1995a); Navigating
for Sustainability (Fraser Basin Management Program et al., 1995b).
Arguably, the persistent efforts of the Board to catalyse and facilitate
a multistakeholder watershed management process in the Nechako, which in
the autumn of 1996 appeared to be coming to fruition, uniquely demonstrate
the Board's potential to foster collaboration even in the most challenging
and momentous circumstances.
In late 1996, the signs are that there is some interest
in a successor Agreement. Particularly significant is the offer by the local
governments to increase their per capita levy, perhaps as much as doubling
their contribution. It remains to be seen how the other signatory parties
will respond and what might be the innovative characteristics of a second
generation model for putting principles into practice in collaborating towards
sustainability together in the Fraser Basin.
ACKNOWLEDGEMENTS
Most useful comments were provided on an earlier draft by the editors and
a reviewer.
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